FICA Compliance for Brokers: 8 Steps to a Secure, Audit-Ready Practice
FICA compliance for brokers in South Africa: 8 steps covering your RMCP, client due diligence, record keeping, reporting and staff training.
October 31, 2026
Practical writing on running an employee-benefits book — renewals, compliance, and the systems that keep a practice ahead.
FICA compliance for brokers in South Africa: 8 steps covering your RMCP, client due diligence, record keeping, reporting and staff training.
How a Section 14 transfer works under the Pension Funds Act: the 7 steps from trustee approval to FSCA sign-off and asset transfer, and
Group risk benefits explained for South African brokers: group life, disability, dread disease and funeral cover, approved versus unapproved, and reviews.
CPD requirements for financial advisers in South Africa explained: the 1 June to 31 May cycle, 6, 12 or 18 hours, who must comply
How to choose the best CRM for financial advisers in South Africa in 2026: the features that matter, FAIS and POPIA needs, pricing and
A practical employee benefits renewal timeline for South African brokers: what to do at 120, 90, 60 and 30 days so every group renewal
Short, practical notes for people running an employee-benefits book. No noise.